Client Information

• Legal Entity or Name:
• Legal Entity Type: Hedge Fund CTA Bank Broker Dealer Company Family Office Other
(if you have ticked other please add additional info here)
• Nature of Business:
• Country of Incorporation:
• Date of Incorporation:
• Company Registration Number:

Main Business Address

Registered Address (If different)

• Street
• Town/City:
• County:
• Post Code: • Country:
• Street
• Town/City:
• County:
• Post Code: • Country:
• Mailing Address - if the same as main address, please check this box

Contact Details

Secondary Contact Details

• Surname:
• Name: • Title:
• Main Phone Number:
• Secondary Phone Number/Mobile:
• E-mail:
• Surname:
• Name: • Title:
• Main Phone Number:
• Secondary Phone Number/Mobile:
• E-mail:

OWNERSHIP STRUCTURE

Describe the ownership structure include the ultimate beneficial owners / controllers:
Please list names of ultimate beneficial owners with more than 25% share holding:
• Name:
• Name:
• Name:
• Percentage:
• Percentage:
• Percentage:

DIRECTORS (PLEASE LIST THE BOARD OF DIRECTORS)

• Name:
• Position:
• Date of Birth: - -
• Name:
• Position:
• Date of Birth: - -
• Name:
• Position:
• Date of Birth: - -
• Name:
• Position:
• Date of Birth: - -

REGULATORY STATUS

• Are you registered with a regulator? Yes No
• Country and name of regulator:
• Registration Number: • Client Categorisation under MiFID:

DO YOU POSSESS THE EXPERIENCE, KNOWLEDGE AND EXPERTISE TO MAKE YOUR OWN
INVESTMENT DECISIONS AND PROPERLY ASSESS THE RISKS THAT IT INCURS?

Please confirm if you are one of the following categories (tick where appropriate):

1. Entities which are required to be authorised or regulated to operate in the financial markets
a. Credit Institutions
b. Investment Firms
c. Other authorised or regulated financial institutions
d. Insurance companies
e. Collective investment schemes and management companies of such schemes
f. Pension funds and management companies of such funds
g. Commodity and commodity derivatives dealers
h. Locals
i. Other institutional investor
2. "Large Undertakings" meeting two of the following size requirements on a company basis:
a. Balance sheet total: €20,000,000 b. Net turnover: €40,000,000 c. Own funds: €2,000,000
3. National and regional governments, public bodies that manage public debt, Central Banks, international and supranational institutions such as World Bank, the IMF, the ECB, the EIB and other similar international organisations
4. Other institutional investors whose main activity is to invest in financial instruments, including entities dedicated to the securitisations of assets or other financial transactions.
The entities mentioned above are considered to be "professionals". If you fall into one of these categories, please tick the relevant box(s).

"OPT UP" TO PROFESSIONAL

If you do NOT fall into one of the above categories, you can opt to be treated as "Professional" upon request

1. Entities which are required to be authorised or regulated to operate in the financial markets
• Is the introducer required to be regulated in their jurisdiction? Yes No
• Have you carried out transactions in significant size (eg >$100k) in the FX and Precious Metals Markets at an average frequency of 10 trades per quarter over the last 4 quarters? Yes No
If Yes
How many transactions per month? What is the average size per transaction? Monetary Value
• Does the size of your financial instrument portfolio, defined as including cash deposits and financial instruments, exceed €500,000?
Yes No If Yes, what is the approximate size of your portfolio?
• Do you work or have you worked in the financial sector for at least one year in a professional position which requires knowledge of the transactions or services envisaged? Yes No
If Yes How Long? Where did you work in this capacity?
If you have answered YES to TWO of the above questions, you may qualify to be treated as a "Professional". However, you may lose certain protections and investor compensation rights if you are treated as a "Professional Client".
• What is the expected initial deposit?
• What is the source of these funds? i.e. personal wealth, inheritance, sale of property, etc.
• How did you hear about EVE? i.e. personal contact, website, etc.

EMIR REPORTING

• *Are you based in the EEA Yes No If no skip this section
• *Are you Trading Spot Only? Yes No (If yes skip this section) If No please provide LEI number (in the space below)
• * Counterparty ID (your unique identifier - ie your LEI / pre-IEI )
If you do not have an LEI Number please contact us on +4420 3587 7590
* What is the corporate sector of the counterparty?
A: Authorised assurance undertaker
C: Authorised credit institution
F: Investment firm
I: Authorised insurance undertaker
L: Authorised alternative investment fund manager
O: Institution for occupational retirement provision
R: Reinsurance undertaking
U: UCITS and its management company
U: UCITS and its management company
• * What is the nature of the counterparty? Financial Corporate Non-Financial Corporate
• * Are you directly linked to commercial activity or treasury financing? Yes No

Banking Details

US$ GBP EUR CHF Other
• Name of Bank:
• Street:
•Town/City:
• County:
• Post Code:
• Country:
• Account Currency:
• Account in the name of:  
• Account Number:
• Sort Code:
• IBAN:
• BIC:

IF YOU ARE LIKELY TO PAY AND RECEIVE FUNDS IN MORE THAN ONE CURRENCY
Please add The Details below:

• Name of Bank:
• Street:
•Town/City:
• County:
• Post Code:
• Country:
• Account Currency:
• Account in the name of:  
• Account Number:
• Sort Code:
• IBAN:
• BIC:

CONFIRMATIONS AND STATEMENTS

The company will provide you with secure access to your account online, where you can view all aspects of your account via
the intra-day and end of day statements. In addition, the EOD statements can be emailed to you after close of business each day.
If you would like us to email statements please tick box and provide the email addresses:
• E-mail:
• E-mail:
• E-mail:
• E-mail:
REQUIRED

CORPORATE RESOLUTION AUTHORISING FOREIGN EXCHANGE AND PRECIOUS METALS TRADING

Corporations and other counter parties which have a governing body (for example, a board of directors) are required to have such governing body adopt the resolutions set forth below authorising trading of Foreign Exchange and Precious Metals and to submit signed copies of such resolutions.

alternatively, you can use this resolution below:
"Resolutions of (THE "COMPANY")

AUTHORISING FOREIGN EXCHANGE AND PRECIOUS METALS TRADING, DATED

Electronic and Voice Foreign Exchange Limited (EVE) offer third party electronic foreign exchange and precious metals trading services to professional clients. The Company intends to use Currenex for its transactions
The company has reviewed the EVE Terms of Business for Professional Clients and Eligible Counter parties ( the agreement ).
After due and careful consideration, IT WAS RESOLVED that the Company accept the agreement and that, in connection therewith any one or more of the directors of the Company each be authorised, on behalf of the Company, to
Approve, execute and deliver the agreement and all documents in connection therewith and do anything else permitted to be signed or done by such directors;
Do or procure to be done all acts or things of whatever nature which may, in such director’s opinion be necessary, desirable or expedient in connection with the entering into and performance by the Company of its obligations under or in connection with the agreement including, without limitation, the opening and maintenance of accounts with EVE for the purpose of trading Foreign Exchange and Precious Metals on margin or otherwise, and the approval, execution and delivery on behalf of the Company of any further documents, deeds or notices which may be necessary, desirable or expedient in relation to such accounts.
The Company further authorises each of the persons whose names and titles are set out in the attached Authorised Signatory list, and such other individuals the directors may designate from time to time in writing, to act on behalf of the Company in instructing EVE in relations to the trading of Foreign Exchange and Precious Metals.

Signed by authorised Signatory

• Signed:
 
• Name:
• Title: • Date: - -
• Signed:
 
• Name:
• Title: • Date: - -

Declaration

I / We, the undersigned hereby declare that the information given is true to the best of my/our knowledge and that false declarations will result in the loss of my/our right to hold EVE responsible for any failure to comply with its obligations under the European Communities (markets in Financial instruments) Regulations 2007, (as amended) (MiFID Regulations), concerning the assessment of appropriateness of services and products.
I / We certify that the signature(s) is genuine and I / We , the contracting party am (are) obliged to inform EVE immediately of any material changes to the information provided.

DOWNLOAD EVE Terms of Business HERE   I / We accept EVE's Terms of Business .

• Authorised Signature:  
• Name:
• Title: • Date: - -
• Authorised Signature:  
• Name:
• Title: • Date: - -
Once completed, print & sign this application form before returning it to the address below

REQUIRED DOCUMENTATION

Where an original is not produced, a certified copy must be provided by either a Lawyer, Bank, Company Secretary or a member of Notary Public
Please make sure the person certifying the documentation provides clear contact details:
Name, address, telephone number, email, date and signature.
Certificate of Incorporation
Articles of Association
List of Directors
Identity and address verification of a minimum of two directors (if only one then one will do)
List of acceptable documentation listed below.
Evidence of Authorised Signatories
Board Resolution authorising the account opening and subsequent trading with EVE.
For your convenience we have provided wording in the application form above which can be signed by the Authorised Signatories. We will be happy to accept your own wording and resolution subject to approval by EVE.
Original or certified copy of the company share register.
For beneficial owners with 25% or more holding in the company one identity and one address verification.
(list of acceptable documentation listed below).

MEANS OF VERIFICATION

Identity Verification
Passport
State sponsored drivers license
National or State sponsored identity card
Firearms Certificate

The above documents need to show a clear picture
and signature.

Address Verification
Bank Account Statement (not credit card statement).
Utility Bills (Gas, Water, Power).
Statement from Tax Authorities

The above documents must show your residential address and not be more than 3 months old. We cannot accept credit card statements, mobile phone statements or statements printed from the internet.

PLEASE RETURN ALL DOCUMENTS TO:

Documentation Electronic & Voice Foreign Exchange Ltd
Suite 2.10 18 King William Street, London EC4N 7BP United Kingdom